We sincerely thank the reviewer for raising these critical points. In particular, we thank the reviewer for highlighting our acknowledgement of potential limitations in our paper (Section 5.6), including the need for human monitoring, comprehensive field testing prior to any potential deployment, and the need for internationalization to overcome limitations of language. We also thank the reviewer for emphasizing our discussion of broader implications (Appendix A) where we underscore key considerations of adapting our method to other domains, and our close collaboration with our partner NGO. We would additionally like to _highlight Appendix B and Appendix C_ of our paper. In _Appendix B_, we detail the anonymization and privacy of data collection, and describe our close collaboration with our partner NGO to ensure our work aligns with real-world health goals. In _Appendix C_, we describe the full consent obtained prior to data collection and approval obtained from the ARMMAN ethics committee. Crucially, we emphasize (Appendix C.3) that ARMMAN’s health information (automated calls) are always equally available to all enrollees; any potential deployment of our system would only use additional service call resources _specifically_ assigned for dynamic allocation to underrepresented groups per NGO requirements. We also highlight some of these considerations in the global response to reviewers.
While we have discussed the above ethical considerations in a context _specific_ to our study, **we acknowledge the need for a broader discussion of the implications of algorithmic resource allocation**, and we thank the reviewer for raising these points. We will include and highlight these broader implications in sections in the _main paper,_ including Section 5.6, and in Appendix A, Appendix B, Appendix C. Specifically, we will expand our commentary to include broader discussions on mitigating data bias in health settings, including minimizing harmful discrimination for underrepresented groups \[1\], promoting equal use over simply equal _access_ \[2\], and avoiding data bias by enabling participatory design \[3\], all key considerations we make in collaboration with our partner NGO for this work. We will also discuss prior research which studies fairness guarantees in resource allocation settings \[4,5\]. We will additionally expand our discussion on accountability of algorithmic allocation techniques, emphasizing the importance of democratized decision-making criteria \[6,7\] and complete beneficiary autonomy by guaranteeing consent and the opportunity to deny allocations \[8\], as we do in this work. We will ensure that these key considerations are highlighted in _our main paper_ in addition to the Appendix sections.
While this current work is conducted purely in simulation, we acknowledge the caution the reviewer has urged us to take. To reassure the reviewer, we want to emphasize our close collaboration with our partner NGO, ARMMAN, and the ARMMAN ethics review board which is registered with the Indian Council of Medical Research (ICMR). Through this collaboration, we have carefully considered the broader implications of algorithmic resource allocation within our health context, including guidelines for privacy, consent, anonymization, equal allocation of resources, and alignment with real-world goals, as described above. In addition to the broader discussion mentioned above, _we will further highlight in our paper these key discussions in collaboration with partner NGOs_ to ensure that these critical ethical aspects are addressed in any deployment of our method. We also have prior experience applying resource allocation in the field, taking into account these broader ethical principles and securing approval from multiple ethics boards to ensure fair allocation across socio-economic groups. If requested by the reviewer, we can provide this additional information to AC (as this may de-identify the authors to the reviewer).
Works Cited
\[1\] Lane, Haylee, et al. "Equity in healthcare resource … " Social science & medicine 175 (2017): 11-27.
\[2\] Saxena, Sonia, Joseph Eliahoo, and Azeem Majeed. "Socioeconomic and ethnic group … " Bmj 325.7363 (2002): 520.
\[3\] Rajkomar, Alvin, et al. "Ensuring fairness in machine ..." Annals of internal medicine 169.12 (2018): 866-872.
\[4\] Li, Dexun, and Pradeep Varakantham. "Efficient resource allocation … " Uncertainty in Artificial Intelligence. PMLR, 2022.
\[5\] Wang, Shufan, Guojun Xiong, and Jian Li. "Online restless multi-armed ..." Proceedings of the AAAI Conference on Artificial Intelligence. Vol. 38. No. 14. 2024.
\[6\] Guindo, Lalla Aïda, et al. "From efficacy to equity … " Cost effectiveness and resource allocation 10 (2012): 1-13.
\[7\] Daniels, Norman. "Accountability for reasonableness … " Bmj 321.7272 (2000): 1300-1301.
\[8\] Ransom, Hellen, and John M. Olsson. "Allocation of health care …" Pediatrics in Review 38.7 (2017): 320-329.