LalaEval: A Holistic Human Evaluation Framework for Domain-Specific Large Language Models

This paper introduces LalaEval, a holistic framework designed for the human evaluation of domain-specific large language models (LLMs). LalaEval proposes a comprehensive suite of end-to-end protocols that cover five main components including domain specification, criteria establishment, benchmark dataset creation, construction of evaluation rubrics, and thorough analysis and interpretation of evaluation outcomes. This initiative aims to fill a crucial research gap by providing a systematic methodology for conducting standardized human evaluations within specific domains, a practice that, despite its widespread application, lacks substantial coverage in the literature and human evaluation are often criticized to be less reliable due to subjective factors, so standardized procedures adapted to the nuanced requirements of specific domains or even individual organizations are in great need. Furthermore, the paper demonstrates the framework's application within the logistics industry, presenting domain-specific evaluation benchmarks, datasets, and a comparative analysis of LLMs for the logistics domain use, highlighting the framework's capacity to elucidate performance differences and guide model selection and development for domain-specific LLMs. Through real-world deployment, the paper underscores the framework's effectiveness in advancing the field of domain-specific LLM evaluation, thereby contributing significantly to the ongoing discussion on LLMs' practical utility and performance in domain-specific applications.

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Reviewer qpET4/10 · confidence 4/52024-05-11

Summary

1. This paper proposes LalaEval, a framework designed to standardized and systematic human evaluation for domain-specific LLMs. The framework consists of 5 components including domain specification, criteria setting, benchmark dataset creation, construction of evaluation rubrics, and analysis of evaluation outcomes. 2. The framework’s efficacy is demonstrated through a case study in the logistics industry, showing how it helps elucidate performance differences among LLMs.

Rating

4

Confidence

4

Ethics flag

1

Reasons to accept

1. Constructing a standardized framework for human evaluation processes is an intriguing idea. Relevant research can help formalize the assessment procedures in the field of large language models, leading to more reliable evaluation outcomes. 2. This study provides a detailed description of each module of LalaEval, comprehensively considering the processes involved in the human evaluation procedure.

Reasons to reject

1. My major concern is that the experiments in this article struggle to demonstrate the advantages and effectiveness of the proposed evaluation framework. On one hand, the author conducted only a case study involving three models, lacking validation across a broader range of domains and models. Additionally, the experimental results presented do not clarify how LalaEval surpasses previous human evaluation paradigms. On the other hand, the author only displayed the final evaluation results and conclusions, lacking presentation and validation of intermediate steps. There is also a lack of detailed description of the human evaluation details, such as the number of evaluators involved, inter-annotator agreement, and so forth. 2. As an academic paper, I think that the framework proposed by this study does not present any fundamental innovation compared to the commonly used human evaluation processes previously established.

Reviewer Mk4S6/10 · confidence 3/52024-05-11

Summary

This paper introduces LalaEval, a holistic framework for conducting standardized human evaluations of domain-specific large language models (LLMs). The framework consists of five main components: domain specification, criteria establishment, benchmark dataset creation, construction of evaluation rubrics, and analysis and interpretation of evaluation outcomes. The paper demonstrates the framework's application within the logistics industry, presenting domain-specific evaluation benchmarks, datasets, and a comparative analysis of LLMs. The results highlight the framework's effectiveness in elucidating performance differences and guiding model selection and development for domain-specific LLMs.

Rating

6

Confidence

3

Ethics flag

1

Reasons to accept

- The paper addresses a crucial research gap by providing a systematic methodology for conducting standardized human evaluations within specific domains, which is essential for the practical application of LLMs in real-world business settings. - The five-component framework is comprehensive and well-structured, covering all essential aspects of domain-specific LLM evaluation, from domain specification to the analysis and interpretation of evaluation results. - The case study of the logistics industry demonstrates the framework's practical utility and its ability to generate valuable insights for businesses looking to integrate LLMs into their operations.

Reasons to reject

- The case study focuses on the logistics industry, which may limit the generalizability of the findings to other domains. Additional case studies across various industries would strengthen the paper's claims about the framework's broad applicability. - The paper does not provide a detailed comparison of the LalaEval framework to existing evaluation methodologies, making it difficult to assess its relative advantages or disadvantages.

Reviewer uk9M5/10 · confidence 3/52024-05-12

Summary

This paper introduce a holistic framework for the human evaluation of domain specific large language models. This framework have five main components: domain specification, criteria establishment, benchmark dataset creation, construction of evaluation rubrics, analysis and interpretation of evaluation results.

Rating

5

Confidence

3

Ethics flag

1

Reasons to accept

1. The evaluation framework for domain specific human evaluation of LLMs is beneficial to the community.

Reasons to reject

1. Certain method details are missed. For example, it is hard to tell how to construct a hierarchical domain specification for the logistics industry in Figure 1. The authors mentioned about the methods of the principle of mutual exclusivity, qualitative prioritization and so on, yet these methods are not well described and would be hard to understand if the readers do not have related background. 2. It would be better if the authors could release the dataset and evaluation code they’ve created in this work. 3. There could be more analysis to the evaluation results. For example, GPT4 underperform all the compared language models in all the results. How could we explain this phenomenon and is there any reasons that lead this result?

Questions to authors

1. How could we evaluate if the proposed LalaEval is working better than other evaluation metrics or frameworks? 2. The font in the figures is a little small and it needs to be set larger.

Reviewer dWK15/10 · confidence 4/52024-05-20

Summary

The paper introduces LALAEval, a comprehensive human evaluation framework designed to assess LLMs. The framework incorporates a diverse set of evaluation tasks and metrics to provide a holistic understanding of LLM's performance, addressing the limitations of existing evaluation methods.

Rating

5

Confidence

4

Ethics flag

1

Reasons to accept

1. The framework encompasses a diverse range of evaluation tasks and metrics, allowing for a nuanced assessment of LLMs' performance. 2. The empirical results showcase the efficacy of LALAEval in capturing various aspects of LALMs' behavior and facilitating fair model comparisons.

Reasons to reject

The discussion on potential biases or limitations of the proposed framework, as well as strategies to mitigate them, could be more comprehensive.

Questions to authors

1. I was questioned about the adapability of this framework to various domain applications. 2. what is the novelty of this proposed framework?

Reviewer wsJT6/10 · confidence 3/52024-05-23

Summary

This paper proposes LalaEval, an human-centered evaluation framework for domain-specific large language models (LLMs). The core principles behind the proposed work consist of five components: domain specification, criteria establishment, benchmark creation, evaluation rubric construction and results interpretation. This work combines the proposed principles and presents a general deployable framework. The authors also present the evaluation results of 3 proprietary models fine tuned on top of ChatGLM along with Ernie Bot, GPT-4. Overall this paper is more of an industry-track position piece than a pure methodological one.

Rating

6

Confidence

3

Ethics flag

1

Reasons to accept

This work is well motivated and I agree with the authors that LLMs, especially in domain-sensitive scenarios, need to have better testing protocols. This paper presents a conceptual framework that allows systematic integration of human judgment in evaluating LLM’s in-domain capabilities. From my perspective, the overall framework seems to be well structured and can be standardized in real-world applications.

Reasons to reject

From my understanding, LalaEval seems to demand significant resources, including time, trained personnel, and high-quality domain-specific data. Despite the nature of this piece being a positional one, I feel that this concept will be more complete if the authors can provide more details on the evaluations. Specifically, slightly more information on the process of selecting human evaluators, the training they receive, and how their evaluations are standardized would be beneficial. Additionally, as the authors have outlined in the evaluation framework constructions, there are multiple scoring stages. It would be beneficial to include them in the main evaluation for a more detailed per-model evaluation. Minor suggestions: - Try increasing the font size of figure 1 or otherwise the figure can be difficult to read. - Be careful about the use of \citep and \citet (e.g. first sentence of Related Work) - When describing framework specifications, avoid using specific examples as the bullet points (e.g., change "Specific Knowledge about Huolala" to "Company-specific Knowledge" in 3.3.2). - If possible, consider open-sourcing a prototype.

Questions to authors

For the main evaluation, should I believe that the lower scores of GPT-4 and Ernie Bot are due to the fact they do not have access to potentially proprietary information that is used to fine-tune the in-house ChatGLM? Additionally, how does LalaEval handle the potential subjectivity and variability in human evaluations, and what measures are in place to ensure the consistency and reliability of these evaluations?

Authorsrebuttal2024-05-31

# Detailed Evaluation Results (Continued) We take the opportunity here to further present the complete intermediate per-model evaluation results of all our 12 capability dimensions. | Capability | Capability Dimension | GPT4 | Ernie Bot | PLLM3 | PLLM2 | PLLM1 | |--------------------|---------------------------------------------|:----:|:---------:|:-----:|:-----:|:-----:| | Domain Capability | Conceptual and Terminological Understanding | 66.0 | 80.0 | 82.5 | 84.5 | 85.0 | | Domain Capability | Company Information | 22.5 | 85.0 | 92.0 | 79.0 | 98.5 | | Domain Capability | Legal and Policy Knowledge | 38.5 | 67.5 | 91.5 | 81.0 | 91.5 | | Domain Capability | Industry Insights | 48.0 | 84.5 | 88.5 | 85.5 | 90.0 | | Domain Capability | Company-specific Knowledge | 19.0 | 81.5 | 89.0 | 77.0 | 86.5 | | Domain Capability | Creative Capability in Logistics Context | 94.7 | 92.0 | 40.0 | 40.0 | 40.0 | | General Capability | Semantic Understanding | 98.0 | 92.0 | 90.0 | 82.0 | 88.0 | | General Capability | Contextual Conversation | 68.0 | 75.0 | 20.0 | 24.0 | 32.0 | | General Capability | Answer Completeness and Coherence | 64.0 | 90.0 | 54.0 | 56.0 | 54.0 | | General Capability | Factuality | 86.0 | 98.0 | 77.0 | 76.0 | 74.0 | | General Capability | Creativity | 70.0 | 81.3 | 55.3 | 60.7 | 65.3 | | General Capability | Logical Reasoning | 76.0 | 86.0 | 60.0 | 56.0 | 68.0 |

Authorsrebuttal2024-05-31

# Intermediate Steps (Continued) We take the opportunity here to further present the complete intermediate per-model evaluation results of all our 12 capability dimensions. | Capability | Capability Dimension | GPT4 | Ernie Bot | PLLM3 | PLLM2 | PLLM1 | |--------------------|---------------------------------------------|:----:|:---------:|:-----:|:-----:|:-----:| | Domain Capability | Conceptual and Terminological Understanding | 66.0 | 80.0 | 82.5 | 84.5 | 85.0 | | Domain Capability | Company Information | 22.5 | 85.0 | 92.0 | 79.0 | 98.5 | | Domain Capability | Legal and Policy Knowledge | 38.5 | 67.5 | 91.5 | 81.0 | 91.5 | | Domain Capability | Industry Insights | 48.0 | 84.5 | 88.5 | 85.5 | 90.0 | | Domain Capability | Company-specific Knowledge | 19.0 | 81.5 | 89.0 | 77.0 | 86.5 | | Domain Capability | Creative Capability in Logistics Context | 94.7 | 92.0 | 40.0 | 40.0 | 40.0 | | General Capability | Semantic Understanding | 98.0 | 92.0 | 90.0 | 82.0 | 88.0 | | General Capability | Contextual Conversation | 68.0 | 75.0 | 20.0 | 24.0 | 32.0 | | General Capability | Answer Completeness and Coherence | 64.0 | 90.0 | 54.0 | 56.0 | 54.0 | | General Capability | Factuality | 86.0 | 98.0 | 77.0 | 76.0 | 74.0 | | General Capability | Creativity | 70.0 | 81.3 | 55.3 | 60.7 | 65.3 | | General Capability | Logical Reasoning | 76.0 | 86.0 | 60.0 | 56.0 | 68.0 | # Human Evaluation Details (Continued) We present here the number of annotators and our simplified disagreement analysis of the original five models. The result is at question-model-response level. We define a response as "disagreed" when not all five annotators consistently scored zero(bad response)/positive marks(good response) for each question-model-response. | Capability | Capability Dimension | Number of Annotators | Ratio of Disagreement | |--------------------|---------------------------------------------|:--------------------:|:---------------------:| | Domain Capability | Conceptual and Terminological Understanding | 5 | 27.0% | | Domain Capability | Company Information | 5 | 17.0% | | Domain Capability | Legal and Policy Knowledge | 5 | 33.0% | | Domain Capability | Industry Insights | 5 | 24.0% | | Domain Capability | Company-specific Knowledge | 5 | 17.0% | | Domain Capability | Creative Capability in Logistics Context | 5 | 80.0% | | General Capability | Semantic Understanding | 5 | 22.0% | | General Capability | Contextual Conversation | 5 | 22.0% | | General Capability | Answer Completeness and Coherence | 5 | 10.0% | | General Capability | Factuality | 5 | 18.0% | | General Capability | Creativity | 5 | 40.0% | | General Capability | Logical Reasoning | 5 | 4.0% |

Reviewer qpET2024-06-05

Thanks for response. However, my concerns about the novelty and its empirical comparison to other evaluation framework still exist. So I tend to keep my score.

Reviewer uk9M2024-06-02

Response to the authors

I feel much sorry that I attached the wrong review to this submission, I have changed the reviews accordingly. Sorry again for my bad mistake.

Authorsrebuttal2024-06-03

Rebuttal of the New Review

Thank you for your new valuable feedback. We have provided brief point-by-point responses below and will include any additional necessary details in the camera-ready version. # Method Elaboration We will emphasize that domain specification is primarily conceptual and qualitative, relying on expert knowledge and understanding of the business context. Specifically, we will: 1. Explain the conceptual principles used: - Mutual exclusivity: each subdomain should be distinct and non-overlapping - Collective exhaustiveness: all relevant aspects of the domain should be covered 2. Elaborate on the qualitative prioritization process: - Priorities are assigned based on expert judgment of subdomain relevance - Consideration is given to alignment with specific business objectives and focus areas - The prioritization is conducted through discussions with domain experts and stakeholders (e.g. managers of the relevant businesses) 3. Provide a step-by-step guide on applying this qualitative methodology in the example logistics industry context: - Begin with identifying the most granular, relevant subdomains based on expert knowledge - Iteratively combine these granular subdomains into broader, more comprehensive categories - Assign priorities to each subdomain and category based on their determined relevance and business alignment - Continue this process until a sufficiently comprehensive domain specification is constructed 4. Include concrete examples to illustrate each step of the conceptual process for a general audience: - Demonstrate how "Intracity Freight Transportation" is identified as the most granular, highest priority subdomain - Show how it is combined with other subdomains like "Intercity Freight Transportation" into the broader "Road Transportation" category - Explain how priority levels are assigned qualitatively based on Huolala's business focus and expert judgment # Opensource Request Our request to open-source is currently going through the internal approval process. We will release the dataset and code once it is approved. # Lower Scores of GPT-4 From the detailed results of all 12 capability dimensions, the lower scores of the foundation model GPT-4 are likely due to the absence of proprietary information used to fine-tune the PLLMs. They performed better on general capabilities. | Capability | Capability Dimension | GPT4 | Ernie Bot | PLLM3 | PLLM2 | PLLM1 | |--------------------|---------------------------------------------|:----:|:---------:|:-----:|:-----:|:-----:| | Domain Capability | Conceptual and Terminological Understanding | 66.0 | 80.0 | 82.5 | 84.5 | 85.0 | | Domain Capability | Company Information | 22.5 | 85.0 | 92.0 | 79.0 | 98.5 | | Domain Capability | Legal and Policy Knowledge | 38.5 | 67.5 | 91.5 | 81.0 | 91.5 | | Domain Capability | Industry Insights | 48.0 | 84.5 | 88.5 | 85.5 | 90.0 | | Domain Capability | Company-specific Knowledge | 19.0 | 81.5 | 89.0 | 77.0 | 86.5 | | Domain Capability | Creative Capability in Logistics Context | 94.7 | 92.0 | 40.0 | 40.0 | 40.0 | | General Capability | Semantic Understanding | 98.0 | 92.0 | 90.0 | 82.0 | 88.0 | | General Capability | Contextual Conversation | 68.0 | 75.0 | 20.0 | 24.0 | 32.0 | | General Capability | Answer Completeness and Coherence | 64.0 | 90.0 | 54.0 | 56.0 | 54.0 | | General Capability | Factuality | 86.0 | 98.0 | 77.0 | 76.0 | 74.0 | | General Capability | Creativity | 70.0 | 81.3 | 55.3 | 60.7 | 65.3 | | General Capability | Logical Reasoning | 76.0 | 86.0 | 60.0 | 56.0 | 68.0 |

Authorsrebuttal2024-06-03

Rebuttal of the New Review (Continued)

# Contribution and Comparison to Previous Framework There is no standardized end-to-end (from domain specification to criteria/dataset/rubrics construction to result interpretation) human evaluation protocols that meet industry-level domain needs currently, scoring metrics and and corresponding interpretation are only part of LalaEval, so LalaEval is the first holistic human evaluation conceptual framework for domain-specific LLMs, addressing the lack of standardized protocols in existing literature and it is hard to be compared to previous paradigms. Given the open-generation nature of LLM output and the high stakes of large-scale real-world domain-specific LLM deployments, LalaEval aims to reduce overall human-in-the-loop evaluation subjectivity, to ensure objective and aligned evaluation results and/or further guide our LLM development. Existing literature primarily mentions human evaluation of specific tasks without detailing implementation, standardization or even protocols (See Section 5.2 of A Survey on Evaluation of Large Language Models, arXiv:2307.03109 for a detailed review). LalaEval fills this gap by proposing protocols for domain specification, criteria/dataset/rubrics construction, result analysis including reliability measurement and a systematic integration of these components. Furthermore, our deployed framework in a real-world production setting demonstrates its practical effectiveness, contributing valuable LLM-related industry (esp. non-tech) insights. # Font Size Thank you for pointing out. We will fix the font size once we are allowed to submit a revision.

Authorsrebuttal2024-06-07

As the discussion period is about to end, we would like to extend our sincere thanks to all the reviewers for their valuable feedback. We also want to take this opportunity to reiterate our main contributions: 1. **Standardizing the Evaluation Process**: Compared to the current literature that often involves collecting datasets without a structured approach and inviting domain experts to score subjectively, we proposed a meta-framework to standardize the end-to-end process for evaluating domain-specific LLMs. Our framework addresses key questions such as, “How shall we define our domain?”, “How shall we set capability criteria and build our own evaluation datasets/benchmarks?”, and “How shall we train domain annotators and analyze their evaluations to minimize subjectivity?”. 2. **Successful Deployment and Impact**: We have successfully deployed our framework within the model selection and development process in our domain. The effectiveness of our framework is proven to be crucial to the implementation of domain-specific LLMs that serve millions of consumers. Furthermore, the deployment of our framework in other domains such as HR/IT maintenance/text-to-SQL/telemarketing has also made significant progress , demonstrating its versatility and impact. We believe that industry insights gained from large-scale real-world evaluation deployment can bring unique value to the community. Thank you once again for your constructive feedback and consideration.

Program Chairsdecision2024-07-10

Decision

Accept

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