IPM-LSTM: A Learning-Based Interior Point Method for Solving Nonlinear Programs

Solving constrained nonlinear programs (NLPs) is of great importance in various domains such as power systems, robotics, and wireless communication networks. One widely used approach for addressing NLPs is the interior point method (IPM). The most computationally expensive procedure in IPMs is to solve systems of linear equations via matrix factorization. Recently, machine learning techniques have been adopted to expedite classic optimization algorithms. In this work, we propose using Long Short-Term Memory (LSTM) neural networks to approximate the solution of linear systems and integrate this approximating step into an IPM. The resulting approximate NLP solution is then utilized to warm-start an interior point solver. Experiments on various types of NLPs, including Quadratic Programs and Quadratically Constrained Quadratic Programs, show that our approach can significantly accelerate NLP solving, reducing iterations by up to 60% and solution time by up to 70% compared to the default solver.

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Peer review

Reviewer dSF85/10 · confidence 4/52024-07-09

Summary

This paper introduces IPM-LSTM, an approach integrating Long Short-Term Memory (LSTM) neural networks with Interior Point Methods (IPMs) to solve Nonlinear Programs (NLPs). The key innovation lies in approximating solutions to linear systems within IPMs using LSTMs, aiming to accelerate the convergence of classic IPM solvers. This approach leverages the Learning to Optimize (L2O) paradigm, presenting a two-stage framework where LSTM-generated solutions are used to warm-start an IPM solver. The authors compare the IPM-LSTM against traditional solvers and recent L2O methods across various NLPs, including Quadratic Programs and Quadratically Constrained Quadratic Programs. The proposed method reportedly reduces iterations by up to 60% and solution time by up to 70%.

Strengths

1. The integration of LSTM networks to approximate the solutions of linear systems in IPMs is novel. 2. The paper provides theoretical insights into the convergence properties of the proposed method under specific assumptions, adding to its credibility and understanding. 3. The paper provides a comprehensive empirical evaluation across several types of NLPs. The results demonstrate improvements over traditional methods in terms of iteration count and computational time, which supports the effectiveness of the proposed method.

Weaknesses

1. The IPM-LSTM, which uses LSTM to iteratively solve linear systems at each IPM iteration, repeats K times and feeds it into the IPM solver as a warm-start point, needs more justification. 1. The decision to use the L2O approach for solving a least squares problem (problem (4)) is not adequately justified. According to Assumption 1, the approximated solution needs to be bounded and accurate enough to guarantee the convergence of the outer loop. From the theoretical side, it is unclear how hard it is to satisfy those conditions by L2O approaches. From the empirical side, as shown in Figure 3(a), the accuracy condition is not always satisfied. If assumption 1 can not be guaranteed, the convergence of approximated IPM can not be guaranteed according to Prop. 1. 2. The approach of using an approximated IPM solution instead of directly generating a warm-start point using either NN or L2O raises questions about efficiency and effectiveness. Previous works [1-4] have shown that direct prediction of warm-start points can be more straightforward and computationally efficient. Besides, the convergence of approximated IPM can not be guaranteed, which also raises concerns about the quality of such a warm-start point. The authors need to provide more discussion or experimental comparisons to justify their more complex, iterative approximation method. [1] R. Sambharya, G. Hall, B. Amos, and B. Stellato, "End-to-End Learning to Warm-Start for Real-Time Quadratic Optimization", arXiv preprint arXiv:2212.08260, 2022. [2] Sambharya R, Hall G, Amos B, et al. Learning to warm-start fixed-point optimization algorithms[J]. Journal of Machine Learning Research, 2024, 25(166): 1-46. [3] F. Diehl, "Warm-Starting AC Optimal Power Flow with Graph Neural Networks", in Proceedings of the 33rd Conference on Neural Information Processing Systems (NeurIPS) Workshop, Vancouver, BC, Canada, Dec. 8 - 14, 2019. [4] K. Baker, "Learning Warm-Start Points for AC Optimal Power Flow", in Proceedings of IEEE 29th Machine Learning for Signal Processing Conference, Pittsburgh, PA, USA, Oct. 13 - 16, 2019.

Questions

1. In the experiments, why not directly use the simple NN prediction as a warm-start point for the IPM solver? 2. In the simulation part, as the solutions obtained by the proposed IPM-LSTM approach are used as a warm-start point to IPM, why are the equality constraints not satisfied? The authors are suggested to explain the experimental setup clearly. 3. In Table I, the proposed IPM-LSTM approach has a larger constraint violation with a longer solution time as compared to the OSQP algorithm. Does this mean the proposed approach can not exceed state-of-the-art methods for solving convex QP problems?

Rating

5

Confidence

4

Soundness

2

Presentation

2

Contribution

2

Limitations

The authors have discussed the limitation in Sec. 5.

Reviewer 9Qph7/10 · confidence 5/52024-07-11

Summary

This paper introduces a method called IPM-LSTM, which integrates machine learning techniques into interior point methods (IPM). Specifically, the authors propose training a RNN model, LSTM, to quickly approximate the solution of linear systems within IPM. This approach is numerically validated on several convex and nonconvex QPs.

Strengths

- The topic is important as IPM plays a crucial role in solving linear and nonlinear programs, which have extensive applications in scientific computing. - The idea of accelerating a subroutine of IPM, rather than applying deep neural nets end-to-end to solve optimization problems, is insightful. The convergence of IPM is typically fast (superlinear convergence), leaving little room for improvement. However, solving the linear system in IPM is usually a computational bottleneck, making it worthwhile to accelerate with machine learning. - The experimental results are promising. IPM-LSTM clearly outperforms other learning-based baseline methods in terms of the objective function.

Weaknesses

My main concern about this paper is Assumption 1, which requires the accuracy of the linear system solution to increase as the number of iterations $k$ increases. Based on this assumption, exact convergence is derived, as shown in Proposition 1. However, the empirical results in Section 4 indicate that IPM-LSTM does not achieve exact optimality, revealing a gap between theory and practice. To address this gap, I suggest: - Reporting the error of LSTM at each iteration. This would provide readers with an understanding of how accurately the LSTM performs. Additionally, it would be beneficial to report the relationship between the error of the linear system solution with the size, training, and testing overhead of the LSTM. - Using a log scale y-axis for Figure 3a for better precision. For example, 0.01 is 10 times greater than 0.001, but this difference is not reflected in the linear scale of Figure 3a. - Modifying Assumption 1 to better align with practice. For example, assuming a fixed error on the right-hand sides of equations (5) and (6). Based on this relaxed assumption, a result similar to Proposition 1 could be derived, but with a fixed error on the limit of $(x^k,\lambda^k,z^k)$. The relationship between the allowed error in Assumption 1 and the propagated eventual error in Proposition 1 would sufficiently describe the performance of IPM-LSTM.

Questions

Refer to "Weaknesses".

Rating

7

Confidence

5

Soundness

2

Presentation

4

Contribution

3

Limitations

This theoretical paper appears to have no potential negative societal impact.

Reviewer Qdyo5/10 · confidence 4/52024-07-16

Summary

This paper proposed to replace the linear system solver used in the inner loop of interior point method (IPM) with an LSTM for solving general non-linear programs. The LSTM is trained in a unsupervised manner to minimize a unconstrained least square objective derived from the KKT conditions. The proposed framework, IPM-LSTM, can be used in an end-to-end way, or to warm-start IPM so that the number of overall outer IPM iterations can be reduces and thus the solving time decreases. The authors theoretically proved that, as long as the trained LSTM achieves certain level of accuracy, the IPM will converge. The authors conducted empirical experiments on a variety of non-linear programs to verify the effectiveness of IPM-LSTM and that it approximately satisfied the assumption in the theoretical analysis.

Strengths

1. The idea of plugging in L2O methods to approximate a single step in a bigger optimization framework is interesting and promising. 2. The proposed architecture is concise and effective to some extent. The authors also provided theoretical analysis to support their method. 3. To some extent, the presented empirical resutls are promising.s

Weaknesses

There are three major issues that undermine the robustness of this work: 1. The linear system solver used for IPOPT is unclear, which significantly impacts the solver's overall performance. While MUMPS is the default, HSL typically performs better, achieving 2-3 times faster results. This performance surpasses that of IPOPT when warm-started with the IPM-LSTM solution. 2. There is no analysis of how the performance changes with varying numbers of iterations in the inner LSTM, which decides the performance-efficiency trade-off of IPM-LSTM. Longer inner iterations (deeper LSTM) may improve the quality of the solutions but increases computation costs. However, improved solution quality may also decrease the number of outer iterations needed and thus reduce the overall solving time. Moreover, increased LSTM depth can make the training process more difficult. Overall, thise is tricky part and should be empirically investigated more carefully. 3. Although LSTM benefits from batched processing—a potential strength of IPM-LSTM accelerated by GPU—this work fails to provide empirical evidence supporting this property.

Questions

See the weaknesses section.

Rating

5

Confidence

4

Soundness

3

Presentation

3

Contribution

3

Limitations

See the weaknesses section.

Area Chair HVao2024-08-13

Please Engage in Discussion

Dear Reviewer, Thank you for your time and efforts throughout the review period. Please read the authors' rebuttal as soon as possible and indicate if their responses have addressed all your concerns. Best, Your AC

Reviewer dSF82024-08-10

Thanks for your rebuttal

I have reviewed the rebuttal and acknowledge that accelerating linear system solving by NN within IPM iterations is a reasonable approach. While the use of NNs for solving linear systems is not new [1], integrating them within IPM solvers introduces specific challenges related to convergence and accuracy. I still have some concerns about the LSTM approach to solving linear systems with high accuracy. - The provided theoretical guarantees for the Learning to Optimize (L2O) approach are limited to convex problems. - Many practical applications, especially those involving KKT systems for general non-convex problems, deal with ill-conditioned linear systems. Can the LSTM approach effectively handle such ill-conditioned systems. - It is also unclear whether the used simple non-convex problem is ill-conditioned or not. --- * [1] Kaneda, A., Akar, O., Chen, J., Kala, V. A. T., Hyde, D., & Teran, J. (2023, July). A deep conjugate direction method for iteratively solving linear systems. In International Conference on Machine Learning (pp. 15720-15736). PMLR.

Authorsrebuttal2024-08-11

>I have reviewed the rebuttal and acknowledge that accelerating linear system solving by NN within IPM iterations is a reasonable approach. Thanks for your efforts and acknowledgement. >While the use of NNs for solving linear systems is not new [1], integrating them within IPM solvers introduces specific challenges related to convergence and accuracy. Thanks for sharing with us this work [1]. The authors of [1] focused on using NNs to solve **positive-definite linear systems of equations** while **linear systems in IPMs are indefinite**. We incorporate this work in our revised manuscript. >I still have some concerns about the LSTM approach to solving linear systems with high accuracy. >1. The provided theoretical guarantees for the Learning to Optimize (L2O) approach are limited to convex problems. Thanks for raising this point. In this work, we focus on developing learning-based IPMs to address general nonlinear programs which might be non-convex. - The **IPM itself (i.e., the outer loop of IPM-LSTM) would guarantee that the returned solutions are locally optimal** as long as linear systems are solved to specified tolerances, as shown by Proposition 1 in our manuscript. - To solve linear systems via LSTM, we convert them to least squares problems of the form $\text{min}_y \frac{1}{2}|| J^ky+F^k ||^2$, which are **unconstrained convex programs**. As implied in Theorem 1 of [2], **solutions provided by** properly parameterized **LSTM networks would converge to one of the minimizers of convex optimization problems**. Hence, from a theoretical point of view, **the proposed IPM-LSTM approach can solve both convex and non-convex programs to optimality**. We incorporate the above points in the revised manuscript. >2. Many practical applications, especially those involving KKT systems for general non-convex problems, deal with ill-conditioned linear systems. Can the LSTM approach effectively handle such ill-conditioned systems. Thank the reviewer for raising such an interesting point. Let $\kappa(\cdot)$ denote the condition number of a matrix. - **The LSTM approach for solving linear systems is negatively affected by their large condition numbers.** To demonstrate this, we consider the least squares problem \begin{align} \underset{y \in \mathbb{R}^m}{\text{min}} \; f(y) := \frac{1}{2}|| J^ky+F^k ||^2. \end{align} We utilize a first-order method (say the steepest descent method) to minimize $f(y)$ and achieve a linear convergence rate [3], i.e., \begin{align} f\left(x_{k+1}\right) - f\left(x^{\star}\right) \leq \left(1-\frac{2}{(\kappa(J^k))^2+1}\right)^{2} \left( f(x_{k})-f(x^{\star})\right). \end{align} As we discussed in the **Preconditioning** part of our manuscript, since solving linear systems via LSTM networks emulates iterative first-order methods, thus the value of $\kappa(J^k)$ affects the performance of LSTM networks. - As shown in the computational studies (Section 3.1) of [4], **LSTM networks can empirically achieve a faster convergence rate than traditional first-order algorithms** when solving the same least squares problems. - To alleviate the effect of large condition numbers, as discussed in the **Preconditioning** part of our manuscript, **we have employed preconditioning techniques**. >3. It is also unclear whether the used simple non-convex problem is ill-conditioned or not. Thanks for your suggestion. For the simple non-convex programs used in our experiment, we report $\kappa(J^k)$ and their values after preconditioning (in parantheses) across several IPM iterations (say 1, 10, 20, 50, 100) in the following table. - The condition numbers **$\kappa(J^k)$ remain within reasonable magnitudes**, even during the later IPM iterations. - Applying the **preconditioning** technique indeed significantly **reduces the condition numbers** for those non-convex problems. | Instance | $1^{\text{st}}$ Iter. | $10^{\text{th}}$ | $20^{\text{th}}$ | $50^{\text{th}}$ | $100^{\text{th}}$ Iter. | | ------------------------- | ------- | --------- | --------- | --------- | ---------- | |**Non-convex Programs (RHS) (100, 50, 50)**|53.8(59.8)|126.2(580.7)|153.1(711.2)|208.7(1004.8)|348.4(1860.1)| |**Non-convex Programs (ALL) (100, 50, 50)**|55.4(59.8)|113.6(517.0)|139.8(658.5)|214.0(1190.9)|329.2(1859.9)| |**Non-convex Programs (RHS) (200, 100, 100)**|91.5(99.8)|157.1(1114.0)|205.8(1441.1)|326.2(2398.3)|488.3(3667.8)| |**Non-convex Programs (ALL) (200, 100, 100)**|72.1(75.7)|175.4(1143.4)|184.5(1352.7)|249.5(2016.6)|368.4(3015.3) [2] Liu, Jialin, et al. (2023) "Towards constituting mathematical structures for learning to optimize." ICML. [3] Nocedal, J., & Wright, S. J. (Eds.). (1999). Numerical optimization. New York, NY: Springer New York. [4] Andrychowicz, M., Denil, M., Gomez, S., Hoffman, M. W., Pfau, D., Schaul, T., ... & De Freitas, N. (2016). Learning to learn by gradient descent by gradient descent. Advances in neural information processing systems, 29.

Reviewer dSF82024-08-12

Thanks for your rebuttal

Thanks for your additional explanations and experiments, which address the raised concerns. I will adjust my score accordingly. One additional comment: for convex QCQP, why are there quadratic equality constraints? They should be linear for convex problems.

Reviewer 9Qph2024-08-12

Response to authors

I greatly appreciate the detailed response and additional experiments. My concerns are fully addressed. The new experimental results regarding the accuracy of solving linear systems look pretty promising. I would like to upgrade my score.

Program Chairsdecision2024-09-25

Decision

Accept (poster)

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