TECHNIQUES FOR AUDIT MANAGEMENT

Patent №

US 10,614,518

Granted

2020-04-07

Filed 2018

Owner

CAPITAL ONE SERVICES, LLC

Lab

AI components

4

nlp · vision · kr · planning

Assignment

Recorded

Dataset

AIPD

2023_r1 edition

Application

16189626

Various embodiments are generally directed to techniques for audit management, such as for automating and/or streamlining one or more audit processes or procedures, for instance. Some embodiments are particularly directed to generating optimized audit queues and facilitating efficient performance of the audit queues to provide improved audit platforms. For instance, in one or more embodiments, an audit platform may prioritize documents in a batch with identified authentication requirements and/or identified authentication requirements completed by specific associate entities to create an effective worklist, or audit queue, that covers predefined audit targets for the documents and/or associate entities. In various embodiments, the audit platform may present documents in the worklist and/or associated authentication requirements along with one or more tasks or baselines for completion and/or verification via one or more user interfaces.

Natural languageVisionKnowledge representationPlanningG06Q 40/03G06F 5/06G06F 7/06G06F 21/30G06F 21/6218G06Q 10/10

AI classification

Planning1.00
Knowledge representation0.93
Vision0.92
Natural language0.74
AI hardware0.07
Machine learning0.03
Evolutionary computation0.00
Speech0.00

Ownership

CAPITAL ONE SERVICES, LLC

assignment · 474970642

Assignors

GUDURU, GOWTHAM, YELAMARTHI, KARTHEEK, GANAPATHY, SOHAN, BALASUBRAMANIAN, PADMANABHAN, BRANTLEY, BRENT, HAYS, ROBERT, II, RAJ, RAHUL, SWAMY, FNU MANJUSHRI SRIKANTA

On an employer assignment, the assignors are typically the inventors.

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