BALANCING ARBITRAGABLE TRACKING SECURITIES

Patent №

US 7,813,992

Granted

2010-10-12

Filed 2001

Owner

NASDAQ STOCK MARKET, INC., THE

Lab

AI components

1

planning

Assignment

Recorded

Dataset

AIPD

2023_r1 edition

Application

10001900

A financial product is based on a first fund that is traded on a trading marketplace in a first country. The financial product is registered in the first country. The first fund has the characteristics of being based on an index of securities that are traded in a second, different country. The first fund is arbitragable with a second fund that is based on the index and which is registered in a second different country. The first fund has a creation unit basis that is substantially the same basis as a creation unit basis for the second fund. The calculation of the net asset value of the first fund occurs at essentially or exactly the same time that second country fund has its NAV calculated.

PlanningG06Q 40/04G06Q 40/06

AI classification

Planning0.57
Knowledge representation0.02
AI hardware0.01
Vision0.00
Machine learning0.00
Speech0.00
Natural language0.00
Evolutionary computation0.00

Ownership

NASDAQ STOCK MARKET, INC., THE

assignment · 127420898

Assignors

BLOOM, STEVEN M., SPECTOR, MICHAEL S., JACOBS, JOHN L.

On an employer assignment, the assignors are typically the inventors.

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