ARBITRAGE OF TRACKING SECURITIES

Patent №

US 7,983,983

Granted

2011-07-19

Filed 2010

Owner

THE NASDAQ STOCK MARKET, INC.

Lab

AI components

1

planning

Assignment

Recorded

Dataset

AIPD

2023_r1 edition

Application

12724607

A financial product is based on a first fund that is traded on a trading marketplace in a first country. The financial product is registered in the first country. The first fund has the characteristics of being based on an index of securities that are traded in a second, different country. The first fund is arbitragable with a second fund that is based on the index and which is registered in a second different country. The first fund has a creation unit basis that is substantially the same basis as a creation unit basis for the second fund. The calculation of the net asset value of the first fund occurs at essentially or exactly the same time that second country fund has its NAV calculated.

PlanningG06Q 40/04G06Q 40/00G06Q 40/03G06Q 40/06G06Q 99/00

AI classification

Planning0.91
Knowledge representation0.03
AI hardware0.00
Vision0.00
Speech0.00
Machine learning0.00
Natural language0.00
Evolutionary computation0.00

Ownership

THE NASDAQ STOCK MARKET, INC.

assignment · 375270966

Assignors

BLOOM, STEVEN M., SPECTOR, MICHAEL S., JACOBS, JOHN L.

On an employer assignment, the assignors are typically the inventors.

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