EXCHANGE TRADING OF MUTUAL FUNDS OR OTHER PORTFOLIO BASKET PRODUCTS

Patent №

US 8,024,258

Granted

2011-09-20

Filed 2010

Owner

AMERICAN STOCK EXCHANGE, LLC, THE

+2 more

Lab

AI components

3

kr · planning · evo

Assignment

Recorded

Dataset

AIPD

2023_r1 edition

Application

12823644

A system for determining a basket of financial instruments for hedging investment risk in actively managed exchange traded funds is described. The system uses a trusted computer system and includes a computer storage medium storing a computer program product. The product determines the basket of hedging instruments by extracting factor information from a portfolio of the actively managed exchange traded fund and determining factors that affect the price of the exchange traded fund. The program can select a portfolio of instruments with similar behavior with respect to the determined factors to produce a hedging portfolio that tracks the price of the exchange traded fund.

Knowledge representationPlanningEvolutionary computationG06Q 30/08G06Q 40/00G06Q 40/04G06Q 40/06Y10S 707/99932Y10S 707/99933

AI classification

Planning1.00
Knowledge representation1.00
Evolutionary computation0.98
Machine learning0.08
Natural language0.00
Vision0.00
AI hardware0.00
Speech0.00

Ownership

AMERICAN STOCK EXCHANGE, LLC, THE

assignment · 246960313

NYSE AMEX LLC

namechg · 246960317

NYSE ALTERNEXT US LLC

namechg · 246960360

Assignors

GASTINEAU, GARY L., WEBER, CLIFFORD

On an employer assignment, the assignors are typically the inventors.

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