METHODS AND SYSTEMS FOR COMPLIANCE MONITORING CASE MANAGEMENT

A system for managing information of a case relating to possible lack of compliance of enterprise transactions with one or more predetermined compliance policies of an enterprise. An exceptions database stores information corresponding to exceptions indicative of a violation of an enterprise compliance policy. An input receives exceptions from a rules engine that determines a violation of an enterprise compliance policy based on information stored in one or more enterprise systems; the exceptions are stored in the exceptions database. A user interface is provided for assigning a case number to at least one exception, assigning an owner to the exceptions, collecting additional information relating to a case, and other functions. The system further provides a display of information relating to the exception, the entities involved in the exception, and the case to a user.