Disclosure Statement — Mistral AI SAS

Accepted

Reference

F-2024-0023

Type

Disclosure Statement · § 1428

Developer

Mistral AI

Model

Assigned

Reviewer #0002

Submitted

Apr 22, 2024

Decided

May 2, 2024

Version

v1

§ 1428(2) renewal clock — disclosure statements renew every 2 years

Filed Apr 22, 2024, 3:45 PM UTC

Renewal due Apr 22, 2026, 3:45 PM UTC

Standing Renewal overdue

Filing contents — v1

As filed under § 1428.

Legal entity nameMistral AI SAS
All names under which business is conductedMistral; Le Chat
Principal place of business15 rue des Halles, 75001 Paris, France
New York offices115 Broadway, New York, NY 10006
OwnershipPrivately / closely held
Beneficial ownersAll persons and entities holding five percent or more as of filing are listed in Schedule A (three founders and two institutional investors). No former five-percent holders in the preceding five years.
Primary contact (name, title, email)[Excluded from the public record — § 1428(6)]
Secondary contact[Excluded from the public record — § 1428(6)]
Tertiary contact[Excluded from the public record — § 1428(6)]

Correspondence

The filing thread between the developer and the Office.

Reviewer #0002DecisionMay 2, 2024, 4:20 PM UTC

The statement satisfies § 1428(3) and the assessed share is paid. Accepted and entered on the published list. Renewal due within two years (§ 1428(2)).

Reviewer #0002May 4, 2026, 3:00 PM UTC

The renewal period under § 1428(2) has elapsed without a renewed statement on file. File a renewed disclosure statement promptly. Continued development, deployment, or operation of a frontier model in New York without a current statement on file is subject to § 1428(5).

Versions

Every submission and amendment, snapshotted in full. Prior versions are never altered.

v1Initial submissionCurrentApr 22, 2024, 3:45 PM UTC
Legal entity nameMistral AI SAS
All names under which business is conductedMistral; Le Chat
Principal place of business15 rue des Halles, 75001 Paris, France
New York offices115 Broadway, New York, NY 10006
OwnershipPrivately / closely held
Beneficial ownersAll persons and entities holding five percent or more as of filing are listed in Schedule A (three founders and two institutional investors). No former five-percent holders in the preceding five years.
Primary contact (name, title, email)[Excluded from the public record — § 1428(6)]
Secondary contact[Excluded from the public record — § 1428(6)]
Tertiary contact[Excluded from the public record — § 1428(6)]

Timeline

The append-only audit trail. Every transition, message, version, and clock computation, as recorded.

draft_createdApr 22, 2024, 3:10 PM UTC

actor=seed-dev-mistral {"ref":"F-2024-0023","kind":"developer_disclosure"}

submittedApr 22, 2024, 3:45 PM UTC

actor=seed-dev-mistral {"to":"submitted","from":"draft","version":1}

clock_computedApr 22, 2024, 3:45 PM UTC

actor=system {"statute":"§ 1428(2)","filed_at":"2024-04-22T15:45:00Z","renewal_due":"2026-04-22T15:45:00Z","renewal_years":2}

review_begunApr 25, 2024, 1:30 PM UTC

actor=demo-reviewer-dfs-2 {"to":"in_review","from":"submitted"}

decidedMay 2, 2024, 4:20 PM UTC

actor=demo-reviewer-dfs-2 {"to":"accepted","from":"in_review","disposition":"accepted"}

Statute basis — GBL § 1428

No large frontier developer may develop, deploy, or operate a frontier model in New York without a current disclosure statement on file with the Office and payment of its assessed share. Renewed every two years, or earlier on ownership transfer or material change. The Office publishes the list of filed developers (contact information excluded).

Filing basis: Direct statutory mandate — § 1428(1)–(3).

Read Article 44-B in the Library →

44B is an independent reference implementation of GBL Article 44-B — not an official New York State or Department of Financial Services filing portal. This filing is a demonstration record. Enforcement of Article 44-B is the province of the attorney general (§ 1427); nothing in this article creates a private right of action (§ 1427(2)).