Disclosure Statement — Anthropic, PBC

Accepted

Reference

F-2026-0001

Type

Disclosure Statement · § 1428

Developer

Anthropic

Model

Assigned

Reviewer #0001

Submitted

Jan 12, 2026

Decided

Jan 21, 2026

Version

v1

§ 1428(2) renewal clock — disclosure statements renew every 2 years

Filed Jan 12, 2026, 3:20 PM UTC

Renewal due Jan 12, 2028, 3:20 PM UTC

Standing Current

Filing contents — v1

As filed under § 1428.

Legal entity nameAnthropic, PBC
All names under which business is conductedAnthropic; Claude
Principal place of business548 Market Street, San Francisco, CA 94104
New York officesOne World Trade Center, Suite 8500, New York, NY 10007
OwnershipPrivately / closely held
Beneficial ownersAll persons and entities holding five percent or more as of filing are listed in Schedule A (founders and four institutional investors). No additional former five-percent holders in the preceding five years.
Primary contact (name, title, email)[Excluded from the public record — § 1428(6)]
Secondary contact[Excluded from the public record — § 1428(6)]
Tertiary contact[Excluded from the public record — § 1428(6)]

Correspondence

The filing thread between the developer and the Office.

Reviewer #0001DecisionJan 21, 2026, 5:05 PM UTC

The statement discloses the identity, ownership, and New York office information § 1428(3) requires, and the assessed share is paid. Entered on the record; the developer appears on the published list with contact information excluded (§ 1428(6)). Renewal due within two years (§ 1428(2)).

Versions

Every submission and amendment, snapshotted in full. Prior versions are never altered.

v1Initial submissionCurrentJan 12, 2026, 3:20 PM UTC
Legal entity nameAnthropic, PBC
All names under which business is conductedAnthropic; Claude
Principal place of business548 Market Street, San Francisco, CA 94104
New York officesOne World Trade Center, Suite 8500, New York, NY 10007
OwnershipPrivately / closely held
Beneficial ownersAll persons and entities holding five percent or more as of filing are listed in Schedule A (founders and four institutional investors). No additional former five-percent holders in the preceding five years.
Primary contact (name, title, email)[Excluded from the public record — § 1428(6)]
Secondary contact[Excluded from the public record — § 1428(6)]
Tertiary contact[Excluded from the public record — § 1428(6)]

Timeline

The append-only audit trail. Every transition, message, version, and clock computation, as recorded.

draft_createdJan 12, 2026, 2:50 PM UTC

actor=demo-dev-anthropic {"ref":"F-2026-0001","kind":"developer_disclosure"}

submittedJan 12, 2026, 3:20 PM UTC

actor=demo-dev-anthropic {"to":"submitted","from":"draft","version":1}

clock_computedJan 12, 2026, 3:20 PM UTC

actor=system {"statute":"§ 1428(2)","filed_at":"2026-01-12T15:20:00Z","renewal_due":"2028-01-12T15:20:00Z","renewal_years":2}

review_begunJan 15, 2026, 2:10 PM UTC

actor=demo-reviewer-oag {"to":"in_review","from":"submitted"}

decidedJan 21, 2026, 5:05 PM UTC

actor=demo-reviewer-oag {"to":"accepted","from":"in_review","disposition":"accepted"}

Statute basis — GBL § 1428

No large frontier developer may develop, deploy, or operate a frontier model in New York without a current disclosure statement on file with the Office and payment of its assessed share. Renewed every two years, or earlier on ownership transfer or material change. The Office publishes the list of filed developers (contact information excluded).

Filing basis: Direct statutory mandate — § 1428(1)–(3).

Read Article 44-B in the Library →

44B is an independent reference implementation of GBL Article 44-B — not an official New York State or Department of Financial Services filing portal. This filing is a demonstration record. Enforcement of Article 44-B is the province of the attorney general (§ 1427); nothing in this article creates a private right of action (§ 1427(2)).