AI Framework — Responsible Scaling Policy

Accepted

Reference

F-2026-0005

Type

AI Framework · § 1421(1)–(2)

Developer

Anthropic

Model

Assigned

Reviewer #0002

Submitted

Mar 2, 2026

Decided

Mar 9, 2026

Version

v1

Filing contents — v1

As filed under § 1421(1)–(2).

Framework titleResponsible Scaling Policy
Version3.1
Publication URLhttps://www.anthropic.com/rsp
Effective date2026-01-15
Filing reasonInitial publication
Material modification date
Justification for the modification
Redactions — character and justificationAppendix C (red-team elicitation prompts) withheld on public-safety grounds under § 1421(5)(a); all capability thresholds and safeguard commitments are published in full. Unredacted versions retained per § 1421(5)(b).

Correspondence

The filing thread between the developer and the Office.

Reviewer #0002DecisionMar 9, 2026, 6:30 PM UTC

The framework addresses each of the § 1421(1)(a)–(j) subjects and is clearly and conspicuously published. The redaction description states a permissible § 1421(5)(a) ground and appropriate scope. Entered on the record.

Versions

Every submission and amendment, snapshotted in full. Prior versions are never altered.

v1Initial submissionCurrentMar 2, 2026, 3:10 PM UTC
Framework titleResponsible Scaling Policy
Version3.1
Publication URLhttps://www.anthropic.com/rsp
Effective date2026-01-15
Filing reasonInitial publication
Material modification date
Justification for the modification
Redactions — character and justificationAppendix C (red-team elicitation prompts) withheld on public-safety grounds under § 1421(5)(a); all capability thresholds and safeguard commitments are published in full. Unredacted versions retained per § 1421(5)(b).

Timeline

The append-only audit trail. Every transition, message, version, and clock computation, as recorded.

draft_createdMar 2, 2026, 2:40 PM UTC

actor=demo-dev-anthropic {"ref":"F-2026-0005","kind":"frontier_framework"}

submittedMar 2, 2026, 3:10 PM UTC

actor=demo-dev-anthropic {"to":"submitted","from":"draft","version":1}

review_begunMar 5, 2026, 1:05 PM UTC

actor=demo-reviewer-dfs-2 {"to":"in_review","from":"submitted"}

decidedMar 9, 2026, 6:30 PM UTC

actor=demo-reviewer-dfs-2 {"to":"accepted","from":"in_review","disposition":"accepted"}

Statute basis — GBL § 1421(1)–(2)

Documented technical and organizational protocols to manage, assess, and mitigate catastrophic risks (§ 1420(7)). A large frontier developer must write, implement, comply with, and clearly and conspicuously publish it; review it at least annually; and republish with a justification within 30 days of any material modification.

Filing basis: Transmitted to the Office pursuant to Office regulation under § 1429.

Read Article 44-B in the Library →

44B is an independent reference implementation of GBL Article 44-B — not an official New York State or Department of Financial Services filing portal. This filing is a demonstration record. Enforcement of Article 44-B is the province of the attorney general (§ 1427); nothing in this article creates a private right of action (§ 1427(2)).