Reference
F-2026-0005
Type
AI Framework · § 1421(1)–(2)
Developer
Anthropic
Model
—
Assigned
Reviewer #0002
Submitted
Mar 2, 2026
Decided
Mar 9, 2026
Version
v1
Filing contents — v1
As filed under § 1421(1)–(2).
Correspondence
The filing thread between the developer and the Office.
The framework addresses each of the § 1421(1)(a)–(j) subjects and is clearly and conspicuously published. The redaction description states a permissible § 1421(5)(a) ground and appropriate scope. Entered on the record.
Versions
Every submission and amendment, snapshotted in full. Prior versions are never altered.
v1Initial submissionCurrentMar 2, 2026, 3:10 PM UTC
Timeline
The append-only audit trail. Every transition, message, version, and clock computation, as recorded.
actor=demo-dev-anthropic {"ref":"F-2026-0005","kind":"frontier_framework"}
actor=demo-dev-anthropic {"to":"submitted","from":"draft","version":1}
actor=demo-reviewer-dfs-2 {"to":"in_review","from":"submitted"}
actor=demo-reviewer-dfs-2 {"to":"accepted","from":"in_review","disposition":"accepted"}
Statute basis — GBL § 1421(1)–(2)
Documented technical and organizational protocols to manage, assess, and mitigate catastrophic risks (§ 1420(7)). A large frontier developer must write, implement, comply with, and clearly and conspicuously publish it; review it at least annually; and republish with a justification within 30 days of any material modification.
Filing basis: Transmitted to the Office pursuant to Office regulation under § 1429.
Read Article 44-B in the Library →44B is an independent reference implementation of GBL Article 44-B — not an official New York State or Department of Financial Services filing portal. This filing is a demonstration record. Enforcement of Article 44-B is the province of the attorney general (§ 1427); nothing in this article creates a private right of action (§ 1427(2)).