44B Registry

AI Framework — Preparedness Framework

Accepted

Reference

F-2026-0007

Type

AI Framework · § 1421(1)–(2)

Developer

OpenAI

Model

—

Assigned

Reviewer #0001

Submitted

Mar 4, 2026

Decided

Mar 12, 2026

Version

v1

Filing contents — v1

As filed under § 1421(1)–(2).

Framework titlePreparedness Framework
Version2.1
Publication URLhttps://openai.com/preparedness
Effective date2026-02-01
Filing reasonInitial publication
Material modification date—
Justification for the modification—
Redactions — character and justificationThreat-model worked examples redacted from section 4 on public-safety grounds under § 1421(5)(a); tracked-category definitions and response thresholds are published in full. Unredacted versions retained per § 1421(5)(b).

Correspondence

The filing thread between the developer and the Office.

Reviewer #0001DecisionMar 12, 2026, 4:00 PM UTC

Reviewed against § 1421(1)(a)–(j). The framework, its thresholds, and its governance and cybersecurity descriptions meet the publication requirements. Accepted.

Versions

Every submission and amendment, snapshotted in full. Prior versions are never altered.

v1Initial submissionCurrentMar 4, 2026, 5:25 PM UTC
Framework titlePreparedness Framework
Version2.1
Publication URLhttps://openai.com/preparedness
Effective date2026-02-01
Filing reasonInitial publication
Material modification date—
Justification for the modification—
Redactions — character and justificationThreat-model worked examples redacted from section 4 on public-safety grounds under § 1421(5)(a); tracked-category definitions and response thresholds are published in full. Unredacted versions retained per § 1421(5)(b).

Timeline

The append-only audit trail. Every transition, message, version, and clock computation, as recorded.

draft_createdMar 4, 2026, 4:50 PM UTC

actor=demo-dev-openai {"ref":"F-2026-0007","kind":"frontier_framework"}

submittedMar 4, 2026, 5:25 PM UTC

actor=demo-dev-openai {"to":"submitted","from":"draft","version":1}

review_begunMar 6, 2026, 2:15 PM UTC

actor=demo-reviewer-oag {"to":"in_review","from":"submitted"}

decidedMar 12, 2026, 4:00 PM UTC

actor=demo-reviewer-oag {"to":"accepted","from":"in_review","disposition":"accepted"}

Statute basis — GBL § 1421(1)–(2)

Documented technical and organizational protocols to manage, assess, and mitigate catastrophic risks (§ 1420(7)). A large frontier developer must write, implement, comply with, and clearly and conspicuously publish it; review it at least annually; and republish with a justification within 30 days of any material modification.

Filing basis: Transmitted to the Office pursuant to Office regulation under § 1429.

Read Article 44-B in the Library →

44B is an independent reference implementation of GBL Article 44-B — not an official New York State or Department of Financial Services filing portal. This filing is a demonstration record. Enforcement of Article 44-B is the province of the attorney general (§ 1427); nothing in this article creates a private right of action (§ 1427(2)).