Managing Temporal Resolution in Continuous Value Estimation: A Fundamental Trade-off

A default assumption in reinforcement learning (RL) and optimal control is that observations arrive at discrete time points on a fixed clock cycle. Yet, many applications involve continuous-time systems where the time discretization, in principle, can be managed. The impact of time discretization on RL methods has not been fully characterized in existing theory, but a more detailed analysis of its effect could reveal opportunities for improving data-efficiency. We address this gap by analyzing Monte-Carlo policy evaluation for LQR systems and uncover a fundamental trade-off between approximation and statistical error in value estimation. Importantly, these two errors behave differently to time discretization, leading to an optimal choice of temporal resolution for a given data budget. These findings show that managing the temporal resolution can provably improve policy evaluation efficiency in LQR systems with finite data. Empirically, we demonstrate the trade-off in numerical simulations of LQR instances and standard RL benchmarks for non-linear continuous control.

Paper

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Peer review

Reviewer sR6e6/10 · confidence 3/52023-07-05

Summary

The paper discusses the impact of time discretization on estimating cost functions for continuous-time stochastic optimal control problems. The authors consider a discrete-time Monte Carlo estimator based on the left-rule formula for numerical integration. Under the LQG assumption, the authors derive closed-form results for the mean square error (MSE), which depend on the sample size and the integration step size. The authors provide a numerical evaluation based on their modeling assumptions and propose hypotheses on how to extend their findings to general nonlinear systems.

Strengths

A large class of problems is naturally described as continuous-time systems, making investigations on this topic important. The paper effectively demonstrates how time discretization impacts the estimation of continuous-time quantities, such as the cost function. The work is well written and easy to follow. The results derived in this work are well presented and properly justified.

Weaknesses

I believe the main weakness lies in the significance of the contribution itself. It is to me not particularly surprising that closed-form results for MSE under the LQG assumption can be found. Additionally, it is unclear to me when this method should be used. For instance, if one knows they have an LQG problem, they already know that the value function is a quadratic function and its coefficient can be computed by estimating the dynamics parameter. Furthermore, the numerical evaluation for the nonlinear systems appears somewhat weak, and I am not sure whether the results can be easily transferred from the linear to the nonlinear regime.

Questions

-

Rating

6: Weak Accept: Technically solid, moderate-to-high impact paper, with no major concerns with respect to evaluation, resources, reproducibility, ethical considerations.

Confidence

3: You are fairly confident in your assessment. It is possible that you did not understand some parts of the submission or that you are unfamiliar with some pieces of related work. Math/other details were not carefully checked.

Soundness

4 excellent

Presentation

3 good

Contribution

2 fair

Limitations

-

Reviewer uBm76/10 · confidence 3/52023-07-06

Summary

For the reinforcement learning (RL) setting, many problems are cast into a fixed discrete time sampling of the true underlying system. This paper investigates given some fixed data budget available, what is the optimal sampling rate in terms of temporal resolution to balance the trade-off between approximation and statistical estimation error. Theoretical results are obtained for the exact form of these errors is derived for the MSE of a Monte Carlo in a Langevin process for both finite and infinite horizon setting. This shows that there is an optimal choice in temporal resolution to balance these errors, and this is verified by simulated linear quadratic systems. Similar kind of trade-offs can be found in empirical (nonlinear) environments from gym and MuJoCo.

Strengths

This is a well-written paper which looks at a problem in value estimation that does not appear to have been explicitly studied on this level before. There is detailed theoretical analysis for the case of a Langevin process, and the results are interpreted in a practical way. The demonstration of these theoretical results in numerical simulations in Section 4.1 is very clear. Verification of similar effects on empirical environments is useful to see. Overall, this paper contributes to the literature on additional considerations that should be made in continuous time RL setting, and it would be useful for future developments in this area.

Weaknesses

Practically the policy is varying at the same time, and perhaps the same step size should not be used over the course of training. Therefore it may be that the practical impact on implementation of this paper may be limited. For Figure 3, it seems to be misleading to fit a line matching $h = \mathcal{O}(B^{-1/3})$ for the empirical experiments. Particularly given lines like for that of the InvertedDoublePendulum, clearly a different gradient should be considered. The observation on these empirical experiments are interesting, but there is no need to force the results on these nonlinear systems to match the analysis in the previous section. In setting the step-size $h$, this relies on the ability to perform experiments on a smaller data budget first, which may not always be possible in practice.

Questions

How might an adaptive sampling procedure affect the results? It is assumed that the estimation horizon is the same length as the episode, this seems like a strong assumption which does not hold in a lot of applications (i.e. you do not know how long the episode is a priori, nor are the episodes the same lengths). How would the results in finite horizon change in this case? Should the $h$ on line 165 be $h^*$? Can you clarify where the MSE_T between line 168 and 169 come from? The second term on the right hand side for the MSE_T has denominator $hB$, will this assume $h = \mathcal{O}(B^{-1/3})$ therefore the second term is $\mathcal{O}(B^{-2/3})$ hence till tends to 0?

Rating

6: Weak Accept: Technically solid, moderate-to-high impact paper, with no major concerns with respect to evaluation, resources, reproducibility, ethical considerations.

Confidence

3: You are fairly confident in your assessment. It is possible that you did not understand some parts of the submission or that you are unfamiliar with some pieces of related work. Math/other details were not carefully checked.

Soundness

3 good

Presentation

3 good

Contribution

3 good

Limitations

The theoretical results obtained seems to assume a fixed observation/estimation horizon T, that is pre-set, but since episode are not of fixed lengths in RL settings, and indeed may increase as the policy improves, this may affect the validity of the theoretical results.

Reviewer 37Kf7/10 · confidence 3/52023-07-12

Summary

The authors study the impact of time discretization on RL methods in order to improve data efficiency and show that that data efficiency can be significantly improved by leveraging a precise understanding of the trade-off between approximation error and statistical estimation error in value estimation. They conduct a theoretical analysis followed by numerical ones on MuJoCo environments to demonstrate value.

Strengths

Quality and Clarity: The paper is well written and presents a clear and detailed theoretical framework to study the effect of time discretization in terms of data efficiency for control problems. The derivations are easy to follow with necessary background provided in the supplementary materials. Originality: Marginal improvements are demonstrated by providing the necessary theoretical foundation which is missing from some prior work like Lutter et al as pointed out by the authors. Significance: The paper addresses an important and relevant problem of improving data efficiency for data hungry RL algorithms.

Weaknesses

Sample efficiency is a huge pain point for solving control tasks in real world where collecting large amounts of data is costly, infeasible or even dangerous. A key weakness I found is the fidelity of this approach in real world scenario. I found the theory to be sound, but built on a lot of simplifying assumptions that do not hold true in real world. So although the work is interesting, I am not sure how strong will these results hold on real world data where the noise isn't additive, or the model isn't linear.

Questions

No specific questions. All concerns are addressed in the paper+supplementary materials.

Rating

7: Accept: Technically solid paper, with high impact on at least one sub-area, or moderate-to-high impact on more than one areas, with good-to-excellent evaluation, resources, reproducibility, and no unaddressed ethical considerations.

Confidence

3: You are fairly confident in your assessment. It is possible that you did not understand some parts of the submission or that you are unfamiliar with some pieces of related work. Math/other details were not carefully checked.

Soundness

3 good

Presentation

3 good

Contribution

3 good

Limitations

Authors have done a good job in stating the limitations that I agree with- (a) it would be interesting to see how this work extends to more advanced techniques that MC estimation, like TD learning. (b) Secondly, studying the full control setting that includes policy optimization and, (c) simplifying assumptions like linear models with additive noise are considered, but in real world these assumptions don't hold where the observations are noisy, and systems are non-linear. So how this analysis extends to real world sample efficiency for RL algorithms is unclear from the work.

Reviewer cepd6/10 · confidence 4/52023-07-12

Summary

The paper studies the optimal temporal discretization level to achieve the best Mean Square Error (MSE) in continuous value estimation, considering a fixed budget constraint (number of total Monte-Carlo samples). The paper provides theoretical analysis on a 1-dimensional Langevin dynamical system with quadratic costs and derives the asymptotic optimal step-size under both finite and infinite horizon settings. Extensive numerical studies, including non-linear MuJoCo environments, support the theoretical findings and reveal the bias-variance tradeoff associated with the choice of temporal discretization level.

Strengths

Motivation and clarity: - The paper presents a clear motivation and an interesting problem setup regarding temporal resolution in continuous value estimation. - The paper is well-written with a clear structure. Key messages, such as the problem setup, objectives, key theoretical results, and numerical result figures, are easily understandable. Quality of the paper: - Section 3 delves deep into a special case of a 1-dimensional Langevin Process, fully characterizing the MSE and providing insights into the optimal step-size. - Section 4 builds upon the results from Section 3 and provides extensive numerical studies in various environments. - The conclusion of the paper effectively demonstrates the limitations and shows a deep understanding of the topic, as well as potential avenues for future research.

Weaknesses

Limitation of the scientific impact: - My major concern lies in the limitation of the impact, as also mentioned in the paper's conclusion. The optimal resolution results are constrained to Naive Monte-Carlo estimation, which typically serves as a baseline for policy evaluation algorithms and cannot be directly extended to advanced methods such as temporal difference. - Although the numerical results demonstrate the bias-variance tradeoff for non-linear systems, the current theoretical results on the 1-dimensional linear dynamical system cannot be directly extended to more complex systems, where exact characterization no longer exists.

Questions

Suggestions: 1. If simplicity is not our primary criterion, it would be interesting to explore alternative discretization plans beyond uniform discretization.

Rating

6: Weak Accept: Technically solid, moderate-to-high impact paper, with no major concerns with respect to evaluation, resources, reproducibility, ethical considerations.

Confidence

4: You are confident in your assessment, but not absolutely certain. It is unlikely, but not impossible, that you did not understand some parts of the submission or that you are unfamiliar with some pieces of related work.

Soundness

3 good

Presentation

3 good

Contribution

2 fair

Limitations

n/a

Reviewer hJmD7/10 · confidence 3/52023-08-01

Summary

This paper examines the time discretization for continuous value estimation. By analyzing Monte-Carlo value estimation for LQR systems for both finite-horizon and infinite discounted horizon settings, the authors finds that there is a fundamental trade-off between approximation error and statistical error in value estimation, which indicates there is an optimal choice for time discretization that depends on the data budget. The authors also demonstrate the trade-off in numerical simulation of LQR instances and non-linear mujoco environments.

Strengths

- The one dimension example presented in the paper is helpful for understanding - The experiments in the paper clearly support the theoretical analysis and results.

Weaknesses

- My only concern is the practise of the setting or scenarios: people may argue that the $\delta t$ is not randomly chosen and might be fixed or determined by the system itself. Can the authors illustrate some realistic scenarios that we can leverage the methods you proposed.

Questions

My questions is the weakness point I listed.

Rating

7: Accept: Technically solid paper, with high impact on at least one sub-area, or moderate-to-high impact on more than one areas, with good-to-excellent evaluation, resources, reproducibility, and no unaddressed ethical considerations.

Confidence

3: You are fairly confident in your assessment. It is possible that you did not understand some parts of the submission or that you are unfamiliar with some pieces of related work. Math/other details were not carefully checked.

Soundness

4 excellent

Presentation

4 excellent

Contribution

3 good

Limitations

NA

Reviewer uBm72023-08-13

Thank you to the authors for responding to my comments and providing further references, it has been useful. Apologies that I wasn't very clear before, my comment about the estimation horizon was also relating to the non-uniform episodes I believe (and therefore addressed in your comments above). I think this is a moderate-to-high impact paper that should be accepted so I will leave my score as 6.

Reviewer hJmD2023-08-20

Thank authors for the response

I would like to thank the authors for answering my questions and clarifying my concerns. I will keep my score and vote for acceptance.

Reviewer 37Kf2023-08-20

I would like to thank the authors for addressing my questions and concerns. I will keep my score and vote for acceptance.

Reviewer sR6e2023-08-21

I want to thank the authors for their clarifications. I still believe this is a solid piece of work and a "moderate-to-high impact paper", therefore, I will keep my score.

Program Chairsdecision2023-09-21

Decision

Accept (poster)

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